Schedule – KYC Diligence Broker

Schedule – KYC Diligence Documents

These requirements may change from time to time consistent with the applicable laws and regulations in force during the Engagement. Failure to provide the information below may entitle LYNK Markets to terminate the Agreement.

Required Documentation of the Broker (In English)

1 | Memorandum and Articles of Incorporation (Certified)

2 | Certificate of Incorporation (Certified)

3 | Confirmation of Regulatory

4 | Company’s Proof of Address (recent within 60 days) (Certified)

5 | SSI (Standard Settlement Instructions)

6 | W8 Form

7 | Placing Agreement Signed

8 | AML Policies

Acceptable Documents

The following list includes the Acceptable Documents for IDs and Proof of Address.

Identity Identification Document
1 – Passport
2 – Photo Driving License
3 – National Identity Card (where the card includes a photo)

Address Verification Documents
1 – Utility bill (gas, phone, television, electric, etc) issued within the last 60 days.
2 – Local authority council tax bill for the current council tax year.
3 – Current driving license (but only if not used for the identity verification)
4 – Bank building society or credit union statement dated within the last 60 days.
5 – National Identity Card (if the address is included on it and only if not used for the identification process)
6 – Gun license
7 – A lawyer’s attestation of residential address may be acceptable if the attestation confirms why evidence of address is not available and the basics on which the lawyers is aware of the individual’s residential address.

Lynk Due Diligence Requirements

1.- DD Requirements – Detailed List:

Click here to download the form

The list above shows the initial documents to be requested to complete the Client On-boarding phase. The Company may request further additional documents, where reasonably necessary and the Client agrees to provide these.

All documents shall be presented in English.